SEC Settles Charges Against US Hedge Fund Over Investment Model Vulnerabilities
Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 million in civil penalties to settle the SEC's charges, the agency said in a statement.
Why Trump’s New Crypto Era May be Less Wild, and More Profitable, Than Investors Think
The end of the SEC’s regulate-by-enforcement strategy will be an improvement, however it shakes out, Howard Fischer and Liberty McAteer write in a guest commentary.
The Daily Hodl2d
US Judge Deems SEC’s Order To Deny Coinbase Rulemaking Petition ‘Arbitrary and Capricious’
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from Coinbase.
Cryptopolitan on MSN1d
U.S. SEC files last-minute opening brief against Ripple challenging 2023 ruling
The U.S. SEC is willing to continue its years-long battle with the blockchain-powered cross-border remittance provider Ripple. However, Ripple’s chief legal officer Stuart Alderoty termed the case as noise and believes the case will be dismissed in the next administration.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
SEC sues Elon Musk for alleged securities violations stemming from his acquisition of Twitter
 · 3dUPI
SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases
Jan. 14 (UPI) --The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known ...
SEC Says Elon Musk Cheated Twitter Shareholders
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which requires he pay a civil penalty and reimburse the WWE $1.33 million following a yearslong probe over administrative charges.
thecurrencyanalytics3d
Supreme Court Rules U.S. Securities Laws Apply to Binance
The U.S. Supreme Court's ruling confirms that Binance must comply with U.S. securities laws, even without a physical office in the country, allowing a key lawsuit to proceed.
CoinDesk10d
U.S. CFTC Chair Behnam Makes Departure Official, Stepping Down on Inauguration Day
Like Securities and Exchange Commission Chair Gary Gensler, CFTC chief Rostin Behnam will exit his job on the day that Donald Trump takes the oath of office.
SEC charges La Jolla’s LPL Financial with anti-money laundering violations
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the Securities and Exchange Commission for violations of anti-money laundering policies.
Ionis Pharmaceuticals EVP Eric Swayze sells $235,678 in stock
Eric Swayze, Executive Vice President of Research at Ionis Pharmaceuticals Inc. (NASDAQ:IONS), a $5 billion market cap biotechnology company, recently executed a series of stock transactions, according to a Form 4 filing with the Securities and Exchange Commission.
Gensler’s Gray Area: Will Trump Bring Clarity to Crypto?
CEOs, developers, and investors alike have faced years of vocal frustration over America's perceived failure to establish clear regulatory guidelines for cryptocurrency and blockchain technology. With a decisive election returning Donald Trump to the presidency in 2025,